SFC Licences of MUTHUSWAMY Pradeep
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Seyon Asset Management Limited 世安資產管理有限公司 | RO | 9 | 15 August 2016 | 28 June 2019 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 13 March 2014 | 21 January 2015 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 13 March 2014 | 21 January 2015 |
| Eicher Capital Management Limited | RO | 9 | 28 October 2013 | 26 February 2014 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 22 May 2009 | 24 January 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 22 May 2009 | 24 January 2013 |
| Cheyne Capital Management (HK) Limited 錢利資金管理(香港)有限公司 | RE | 9 | 22 December 2006 | 01 November 2008 |