SFC Licences of HO Yiu Chung, Ivan 何耀宗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 | RE | 1 | 30 January 2024 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 06 June 2018 | 30 September 2023 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 22 February 2016 | 24 May 2018 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 1 | 22 April 2014 | 28 January 2016 |
| VC Brokerage Limited 滙盈證券有限公司 | RE | 1 | 03 December 2012 | 04 April 2014 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 4 | 27 August 2009 | 01 December 2009 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 27 August 2009 | 01 December 2009 |