SFC Licences of AU Irene Nga Yu 區雅如

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 9 24 June 2009 01 October 2012
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 4 24 June 2009 01 October 2012
State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司 RE 1 24 June 2009 01 October 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 15 January 2007 30 June 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 15 January 2007 30 June 2008
Credit Suisse Futures (Hong Kong) Limited RE 2 15 January 2007 30 June 2008
Credit Suisse Futures (Hong Kong) Limited RE 7 15 January 2007 30 June 2008