SFC Licences of LI Chun Wai 李俊蔚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 18 November 2021 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 05 December 2016 | 25 October 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 05 December 2016 | 25 October 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 05 December 2016 | 25 October 2021 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 28 August 2009 | 21 June 2016 |
| UBS Securities Asia Limited | RE | 2 | 28 August 2009 | 21 June 2016 |
| UBS Securities Asia Limited | RE | 1 | 28 August 2009 | 21 June 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 28 August 2009 | 21 June 2016 |
| RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 | RE | 2 | 05 September 2008 | 24 August 2009 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 25 January 2007 | 24 August 2009 |