SFC Licences of LI Chun Wai 李俊蔚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 18 November 2021
BOCI Securities Limited 中銀國際證券有限公司 RE 4 05 December 2016 25 October 2021
BOCI Securities Limited 中銀國際證券有限公司 RE 2 05 December 2016 25 October 2021
BOCI Securities Limited 中銀國際證券有限公司 RE 1 05 December 2016 25 October 2021
UBS Derivatives Hong Kong Limited RE 2 28 August 2009 21 June 2016
UBS Securities Hong Kong Limited RE 1 28 August 2009 21 June 2016
UBS Securities Asia Limited RE 1 28 August 2009 21 June 2016
UBS Securities Asia Limited RE 2 28 August 2009 21 June 2016
RBS Asia Futures Limited 蘇皇金融期貨亞洲有限公司 RE 2 05 September 2008 24 August 2009
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 RE 1 25 January 2007 24 August 2009