SFC Licences of LUMSDAINE James Ji-Kin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PacBridge Capital Partners (HK) Limited | RO | 6 | 11 February 2014 | 27 January 2016 |
| PacBridge Capital Partners (HK) Limited | RE | 6 | 18 May 2011 | 11 February 2014 |
| Merrill Lynch Far East Limited | RE | 4 | 18 April 2007 | 19 April 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 April 2007 | 19 April 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 18 April 2007 | 19 April 2011 |
| Merrill Lynch Far East Limited | RE | 1 | 18 April 2007 | 19 April 2011 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 18 April 2007 | 19 April 2011 |
| Merrill Lynch Far East Limited | RE | 6 | 18 April 2007 | 19 April 2011 |
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 05 February 2007 | 10 March 2007 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 05 February 2007 | 10 March 2007 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 05 February 2007 | 10 March 2007 |