SFC Licences of DOSHI Nishi Jyotindra
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 03 July 2012 | 29 January 2016 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 1 | 11 July 2011 | 30 June 2012 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 26 May 2010 | 28 June 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 17 January 2008 | 05 December 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 06 February 2007 | 27 October 2007 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 06 February 2007 | 27 October 2007 |