SFC Licences of LAM Francois Henri 林志雄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Vontobel Limited 瑞萬通博有限公司 | RO | 2 | 15 November 2022 | |
| Vontobel Limited 瑞萬通博有限公司 | RO | 1 | 06 December 2021 | |
| Vontobel Limited 瑞萬通博有限公司 | RE | 2 | 12 April 2021 | 15 November 2022 |
| Vontobel Limited 瑞萬通博有限公司 | RE | 1 | 24 February 2021 | 06 December 2021 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 08 July 2016 | 12 November 2020 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 2 | 07 February 2014 | 01 April 2016 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 11 March 2010 | 01 April 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 7 | 10 February 2007 | 17 December 2009 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 10 February 2007 | 17 December 2009 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 10 February 2007 | 17 December 2009 |