SFC Licences of LAM Francois Henri 林志雄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Vontobel Limited 瑞萬通博有限公司 RO 1 06 December 2021
Vontobel Limited 瑞萬通博有限公司 RE 2 12 April 2021
Vontobel Limited 瑞萬通博有限公司 RE 1 24 February 2021 06 December 2021
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 08 July 2016 12 November 2020
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 2 07 February 2014 01 April 2016
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 11 March 2010 01 April 2016
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 7 10 February 2007 17 December 2009
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 2 10 February 2007 17 December 2009
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 10 February 2007 17 December 2009