SFC Licences of POON Man Kit 潘文傑

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 17 May 2021 08 February 2022
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 17 May 2021 08 February 2022
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RE 2 12 March 2021 26 April 2021
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 22 January 2021 26 April 2021
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 22 July 2016 31 December 2020
Seazen Resources Securities Limited 新城晉峰證券有限公司 RE 1 26 February 2016 21 June 2016
Seazen Resources Asset Management Limited 新城晉峰資產管理有限公司 RE 1 02 November 2015 22 February 2016
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 22 March 2011 05 September 2015
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 22 March 2011 05 September 2015
Wing Fung Futures Limited 永豐期貨有限公司 RE 2 23 July 2010 08 March 2011
Wing Fung Securities Limited 永豐證券有限公司 RE 1 23 July 2010 08 March 2011
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 2 13 January 2010 16 July 2010
Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 RE 1 15 December 2009 16 July 2010
Cinda International Securities Limited 信達國際證券有限公司 RE 1 20 July 2009 11 December 2009
Haitong International Futures Limited 海通國際期貨有限公司 RE 2 28 February 2007 21 October 2008
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 28 February 2007 21 October 2008