SFC Licences of WU Ho Yin 胡浩然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 | RE | 9 | 27 July 2015 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 07 September 2011 | |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 07 September 2011 | |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 01 April 2009 | 02 September 2011 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 01 April 2009 | 02 September 2011 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 05 March 2007 | 26 March 2009 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 05 March 2007 | 26 March 2009 |