SFC Licences of WONG William Koon Wei 黃觀威

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 4 28 April 2021 23 February 2024
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 28 April 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 4 28 April 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RO 1 28 April 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 04 January 2021 28 April 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 04 January 2021 28 April 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 4 04 January 2021 28 April 2021
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 04 January 2021 28 April 2021
Crosby Securities Limited 高誠證券有限公司 RE 4 24 March 2020 16 December 2020
Crosby Securities Limited 高誠證券有限公司 RE 1 05 February 2020 16 December 2020
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RO 1 08 August 2014 01 November 2019
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 11 March 2010 08 August 2014
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 11 March 2010 05 July 2013
CCB International Securities Limited 建銀國際證券有限公司 RE 4 07 December 2009 02 March 2010
CCB International Securities Limited 建銀國際證券有限公司 RE 1 07 December 2009 02 March 2010
Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 RE 4 19 June 2009 23 November 2009
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 RE 1 19 June 2009 23 November 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 08 March 2007 10 December 2008
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 2 08 March 2007 10 December 2008
Nomura Futures (Hong Kong) Limited RE 2 08 March 2007 10 December 2008
Nomura Securities (Hong Kong) Limited RE 1 08 March 2007 10 December 2008