SFC Licences of WONG Sze Man 黃思敏
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morningstar Investment Management Asia Limited | RO | 4 | 05 August 2016 | 09 June 2017 |
| Morningstar Investment Management Asia Limited | RE | 4 | 21 January 2016 | 05 August 2016 |
| Mesirow Financial Hong Kong, Limited | RE | 1 | 02 July 2013 | 31 December 2015 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 | RE | 4 | 04 January 2013 | 09 June 2013 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 11 August 2008 | 24 April 2009 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 4 | 28 January 2008 | 19 October 2010 |
| Macquarie Funds Management Hong Kong Limited 麥格理基金管理(香港)有限公司 | RE | 9 | 10 July 2007 | 19 October 2010 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 14 March 2007 | 24 April 2009 |