SFC Licences of HO Siu Man, Gideon 何紹民

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Oxbridge Family Office Limited 津橋家族辦公室有限公司	RO	9	25 January 2024
Oxbridge Family Office Limited 津橋家族辦公室有限公司	RO	4	25 January 2024
Austen Capital International Limited 凱德資本國際有限公司	RE	9	05 March 2019	21 August 2019
Austen Capital International Limited 凱德資本國際有限公司	RE	4	05 March 2019	21 August 2019
Austen Capital International Limited 凱德資本國際有限公司	RO	9	09 February 2017	23 January 2018
Austen Capital International Limited 凱德資本國際有限公司	RO	4	09 February 2017	23 January 2018
UBS Asset Management (Hong Kong) Limited	RE	9	10 April 2015	29 January 2016
UBS Asset Management (Hong Kong) Limited	RE	4	10 April 2015	29 January 2016
UBS Asset Management (Hong Kong) Limited	RE	1	10 April 2015	29 January 2016
Austen Capital Management Limited 鼎豐資產管理有限公司	RO	9	30 June 2010	31 March 2015
Austen Capital Management Limited 鼎豐資產管理有限公司	RO	4	30 June 2010	31 March 2015
Deutsche Securities Asia Limited 德意志證券亞洲有限公司	RE	1	23 November 2007	05 December 2008
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司	RE	9	09 March 2007	03 September 2007
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司	RE	4	09 March 2007	03 September 2007
BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司	RE	1	09 March 2007	03 September 2007