SFC Licences of LAVIS Adam Geoffrey
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 2 | 31 May 2013 | 29 August 2014 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 26 September 2011 | 29 August 2014 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 26 September 2011 | 31 August 2013 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 26 September 2011 | 31 August 2013 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 02 August 2010 | 10 August 2011 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 02 August 2010 | 10 August 2011 |
| Double Haven Capital (Hong Kong) Limited | RO | 9 | 22 April 2009 | 30 April 2010 |
| Double Haven Capital (Hong Kong) Limited | RE | 9 | 01 July 2008 | 22 April 2009 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 12 March 2007 | 19 March 2008 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 12 March 2007 | 19 March 2008 |
| Merrill Lynch Far East Limited | RE | 1 | 12 March 2007 | 19 March 2008 |