SFC Licences of VALANSOT Pascal
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
ICAP Securities Hong Kong Limited | RO | 2 | 07 July 2022 | |
ICAP Securities Hong Kong Limited | RO | 1 | 07 July 2022 | |
ICAP Securities Hong Kong Limited | RE | 2 | 01 April 2022 | 07 July 2022 |
ICAP Securities Hong Kong Limited | RE | 1 | 01 April 2022 | 07 July 2022 |
Tullett Prebon (Hong Kong) Limited | RO | 2 | 04 March 2019 | |
Tullett Prebon (Hong Kong) Limited | RO | 1 | 04 March 2019 | |
Tullett Prebon (Hong Kong) Limited | RE | 2 | 02 January 2018 | 04 March 2019 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 02 January 2018 | 04 March 2019 |
Qantex Capital Markets Limited | RE | 2 | 24 April 2014 | 29 September 2017 |
Qantex Capital Markets Limited | RE | 1 | 24 April 2014 | 29 September 2017 |
Tullett Prebon (Hong Kong) Limited | RE | 2 | 01 June 2012 | 22 April 2014 |
Tullett Prebon (Hong Kong) Limited | RE | 1 | 01 June 2012 | 22 April 2014 |
BGC Securities (Hong Kong) LLC | RE | 2 | 12 November 2008 | 09 May 2012 |
BGC Securities (Hong Kong) LLC | RE | 1 | 12 November 2008 | 09 May 2012 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 13 March 2007 | 25 September 2007 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 13 March 2007 | 25 September 2007 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 13 March 2007 | 25 September 2007 |