SFC Licences of MA Tian Bei 馬天蓓

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 RE 9 12 May 2009 03 August 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 9 20 August 2008 30 April 2009
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 RE 9 11 March 2008 23 July 2008
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 21 March 2007 06 February 2008