SFC Licences of MA Tian Bei 馬天蓓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 | RE | 9 | 12 May 2009 | 03 August 2009 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 9 | 20 August 2008 | 30 April 2009 |
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RE | 9 | 11 March 2008 | 23 July 2008 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 21 March 2007 | 06 February 2008 |