SFC Licences of FOO Shigen 符史根

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Brooke Capital Limited RO 9 23 September 2009 31 August 2011
Brooke Capital Limited RO 4 23 September 2009 31 August 2011
Brooke Capital Limited RE 9 23 June 2009 23 September 2009
Brooke Capital Limited RE 4 23 June 2009 23 September 2009
Doric Capital Corporation 多利資本有限公司 RE 9 26 March 2007 13 February 2009
Doric Capital Corporation 多利資本有限公司 RE 5 26 March 2007 13 February 2009
Doric Capital Corporation 多利資本有限公司 RE 4 26 March 2007 13 February 2009