SFC Licences of FOO Shigen 符史根
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Brooke Capital Limited | RO | 9 | 23 September 2009 | 31 August 2011 |
Brooke Capital Limited | RO | 4 | 23 September 2009 | 31 August 2011 |
Brooke Capital Limited | RE | 9 | 23 June 2009 | 23 September 2009 |
Brooke Capital Limited | RE | 4 | 23 June 2009 | 23 September 2009 |
Doric Capital Corporation 多利資本有限公司 | RE | 9 | 26 March 2007 | 13 February 2009 |
Doric Capital Corporation 多利資本有限公司 | RE | 5 | 26 March 2007 | 13 February 2009 |
Doric Capital Corporation 多利資本有限公司 | RE | 4 | 26 March 2007 | 13 February 2009 |