SFC Licences of CHAN Ka Fai, Stephen 陳家輝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rifa Asset Management Limited 日發資產管理有限公司 RO 9 27 October 2017
Rifa Asset Management Limited 日發資產管理有限公司 RO 5 27 October 2017
Rifa Asset Management Limited 日發資產管理有限公司 RO 4 27 October 2017
Rifa Futures Limited 日發期貨有限公司 RO 2 12 May 2017
Rifa Securities Limited 日發證券有限公司 RO 1 13 February 2017
Rifa Futures Limited 日發期貨有限公司 RE 2 30 December 2016 12 May 2017
Rifa Securities Limited 日發證券有限公司 RE 1 30 December 2016 13 February 2017
TFI Asset Management Limited 天風國際資產管理有限公司 RO 9 27 June 2014 30 June 2016
TFI Asset Management Limited 天風國際資產管理有限公司 RE 5 10 April 2014 30 June 2016
TFI Asset Management Limited 天風國際資產管理有限公司 RO 4 08 April 2014 30 June 2016
Rifa Securities Limited 日發證券有限公司 RO 1 08 April 2014 30 June 2016
Rifa Futures Limited 日發期貨有限公司 RE 2 12 February 2014 30 June 2016
TFI Asset Management Limited 天風國際資產管理有限公司 RE 4 12 February 2014 08 April 2014
Rifa Securities Limited 日發證券有限公司 RE 1 12 February 2014 08 April 2014
Huarong International Asset Management Limited 華融國際資產管理有限公司 RO 9 04 January 2013 27 January 2014
Huarong International Securities Limited 華融國際證券有限公司 RO 4 04 January 2013 27 January 2014
Huarong International Securities Limited 華融國際證券有限公司 RO 1 04 January 2013 27 January 2014
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RO 9 12 January 2012 01 January 2013
Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司 RO 4 12 January 2012 01 January 2013
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RO 4 12 January 2012 01 January 2013
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 RO 1 12 January 2012 01 January 2013
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 RO 9 28 June 2010 31 May 2011
Qi Yuan Asset Management (H.K.) Limited 啟元資產管理(香港)有限公司 RO 4 28 June 2010 31 May 2011
MFG Limited 峰滙金融集團有限公司 RO 4 15 July 2008 18 December 2008
MFG Limited 峰滙金融集團有限公司 RO 1 15 July 2008 18 December 2008
MFG Limited 峰滙金融集團有限公司 RO 9 13 August 2007 18 December 2008
MFG Limited 峰滙金融集團有限公司 RE 9 31 May 2007 13 August 2007