SFC Licences of KWAN Shuk Yee 關淑儀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 | RE | 1 | 20 December 2021 | 13 June 2022 |
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 29 March 2007 | 07 October 2007 |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 29 March 2007 | 07 October 2007 |