SFC Licences of KWAN Shuk Yee 關淑儀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司 RE 1 20 December 2021 13 June 2022
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 RE 4 29 March 2007 07 October 2007
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 4 29 March 2007 07 October 2007