SFC licenceholder AOT416 SHEN Hua 沈華

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RO 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) 2016-04-05
BOCHK Asset Management Limited 中銀香港資產管理有限公司 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2016-02-24 2016-04-05
China Vered Securities Limited 中薇證券有限公司 RO 1 (Dealing in Securities) 2013-12-03 2015-09-29
Alphamax Asset Management (HK) Limited 利升資產管理(香港)有限公司 RO 9 (Asset Management) 2012-08-06 2016-02-14
VTB Capital Hong Kong Limited RO 4 (Advising on Securities), 1 (Dealing in Securities) 2011-06-30 2011-12-08
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 RO 1 (Dealing in Securities) 2010-12-31 2011-03-19
MUSHK Limited RO 1 (Dealing in Securities) 2009-08-17 2011-03-19
MUSHK Limited RE 1 (Dealing in Securities) 2007-04-02 2009-08-17