SFC Licences of SZE Ka Ming, Kelvin 施嘉銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Natixis Asia Limited | RE | 2 | 04 December 2023 | |
| Natixis Asia Limited | RE | 1 | 04 December 2023 | |
| Cheung On Securities Limited 長安證券有限公司 | RE | 4 | 17 November 2023 | 17 November 2023 |
| Cheung On Securities Limited 長安證券有限公司 | RO | 9 | 18 October 2023 | 17 November 2023 |
| Cheung On Securities Limited 長安證券有限公司 | RO | 4 | 18 October 2023 | 17 November 2023 |
| Cheung On Securities Limited 長安證券有限公司 | RE | 9 | 26 September 2023 | 18 October 2023 |
| New Region Securities Company Limited 恒盛證券有限公司 | RE | 9 | 07 July 2023 | 21 September 2023 |
| New Region Securities Company Limited 恒盛證券有限公司 | RE | 1 | 07 July 2023 | 21 September 2023 |
| Barclays Bank PLC | 1 | 06 May 2016 | ||
| Aisance Asset Management Limited 君達資產管理有限公司 | RE | 9 | 19 February 2014 | 15 October 2015 |
| Merrill Lynch Far East Limited | RE | 2 | 20 August 2010 | 04 December 2013 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 April 2007 | 04 December 2013 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 11 April 2007 | 20 August 2010 |