SFC Licences of TAI Wing Sum, Winson 戴穎琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Luxence Capital Limited 昭華資本有限公司 | RE | 9 | 23 September 2019 | 23 September 2019 |
| Luxence Capital Limited 昭華資本有限公司 | RO | 9 | 23 September 2019 | |
| AIA Investment Management HK Limited 友邦投資管理香港有限公司 | RE | 9 | 02 April 2019 | 12 April 2019 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 | RE | 9 | 23 August 2010 | 27 August 2011 |
| Asset Management One Hong Kong Limited 頂峰資產管理香港有限公司 | RE | 4 | 23 August 2010 | 27 August 2011 |
| AT Asset Management (Asia-Pacific) Limited 聯信亞太區資產管理有限公司 | RE | 9 | 06 November 2008 | 31 December 2008 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 4 | 20 April 2007 | 03 October 2008 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 20 April 2007 | 03 October 2008 |