SFC Licences of YING Yan Kei 應仁基

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Capital Limited 中泰國際融資有限公司 RO 6 28 February 2018
Zhongtai International Capital Limited 中泰國際融資有限公司 RO 1 28 February 2018
Zhongtai International Capital Limited 中泰國際融資有限公司 RE 6 20 November 2017 28 February 2018
Zhongtai International Capital Limited 中泰國際融資有限公司 RE 1 20 November 2017 28 February 2018
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RO 1 05 January 2016 25 July 2017
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 08 January 2015 05 January 2016
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RO 6 23 December 2014 25 July 2017
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 13 November 2014 23 December 2014
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 29 June 2011 26 June 2014
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 29 June 2011 26 June 2014
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 20 April 2011 29 June 2011
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 6 15 October 2009 21 March 2011
Neutral Financial Holding Company Limited 中和金控有限公司 RE 6 04 June 2007 27 September 2009
Neutral Financial Holding Company Limited 中和金控有限公司 RE 1 04 June 2007 27 September 2009