SFC Licences of CHENG Chi Ho 鄭志豪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
uSmart Securities Limited 盈立證券有限公司 RO 9 17 June 2022 01 April 2024
uSmart Securities Limited 盈立證券有限公司 RO 4 17 June 2022 01 April 2024
uSmart Securities Limited 盈立證券有限公司 RO 1 17 June 2022 01 April 2024
uSmart Securities Limited 盈立證券有限公司 RE 9 01 April 2022 17 June 2022
uSmart Securities Limited 盈立證券有限公司 RE 4 01 April 2022 17 June 2022
uSmart Securities Limited 盈立證券有限公司 RE 1 01 April 2022 17 June 2022
Yunfeng Securities Limited 雲鋒證券有限公司 RO 4 11 February 2022 28 February 2022
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 RO 9 16 June 2020 28 February 2022
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 9 16 June 2020 28 February 2022
Yunfeng Securities Limited 雲鋒證券有限公司 RO 1 01 March 2019 28 February 2022
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RO 1 01 March 2019 28 February 2022
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 4 17 January 2019 28 February 2022
Yunfeng Securities Limited 雲鋒證券有限公司 RE 4 17 January 2019 11 February 2022
Yunfeng Asset Management Limited 雲鋒資產管理有限公司 RE 9 17 January 2019 16 June 2020
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 9 17 January 2019 16 June 2020
Yunfeng Securities Limited 雲鋒證券有限公司 RE 1 17 January 2019 01 March 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 RE 1 17 January 2019 01 March 2019
HF Securities and Futures Limited 匯福證券及期貨有限公司 RO 2 15 May 2018 05 October 2018
HF Securities and Futures Limited 匯福證券及期貨有限公司 RO 1 15 May 2018 05 October 2018
HF Asset Management Limited 匯福資產管理有限公司 RE 9 15 May 2018 05 October 2018
HF Securities and Futures Limited 匯福證券及期貨有限公司 RE 2 29 March 2018 15 May 2018
HF Securities and Futures Limited 匯福證券及期貨有限公司 RE 1 29 March 2018 15 May 2018
CVP Securities Limited 星火證券有限公司 RO 2 02 February 2017 05 March 2018
CVP Securities Limited 星火證券有限公司 RO 1 02 February 2017 05 March 2018
CVP Securities Limited 星火證券有限公司 RE 2 28 December 2016 02 February 2017
CVP Securities Limited 星火證券有限公司 RE 1 28 December 2016 02 February 2017
Chief Commodities Limited 致富期貨商品有限公司 RE 2 31 May 2012 14 December 2016
Chief Securities Limited 致富證券有限公司 RE 1 03 December 2009 14 December 2016
OnePlatform Asset Management Limited 環一資產管理有限公司 RE 4 18 May 2007 21 November 2009