SFC Licences of KWOK Chi Yeung 郭至洋

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Forwin Futures Group Limited 富榮期貨集團有限公司 RO 2 06 June 2019 04 December 2023
Forwin Securities Group Limited 富榮證券集團有限公司 RO 1 11 March 2019
Forwin Capital Management Limited 富榮資產管理有限公司 RO 9 11 March 2019
Forwin Capital Management Limited 富榮資產管理有限公司 RO 4 11 March 2019
Forwin Securities Group Limited 富榮證券集團有限公司 RE 1 11 February 2019 11 March 2019
Forwin Capital Management Limited 富榮資產管理有限公司 RE 9 11 February 2019 11 March 2019
Forwin Capital Management Limited 富榮資產管理有限公司 RE 4 11 February 2019 11 March 2019
Sunfund Fund Management Limited 東皓基金管理有限公司 RO 9 21 November 2017 22 November 2018
Sunfund Securities Limited 東皓證券有限公司 RO 4 06 October 2017 22 November 2018
Sunfund Securities Limited 東皓證券有限公司 RO 1 23 January 2017 22 November 2018
Central Wealth Futures Limited 中達期貨有限公司 RO 5 19 April 2016 13 January 2017
Central Wealth Futures Limited 中達期貨有限公司 RO 2 19 April 2016 13 January 2017
Central Wealth Securities Investment Limited 中達證券投資有限公司 RO 4 19 April 2016 13 January 2017
Central Wealth Securities Investment Limited 中達證券投資有限公司 RO 1 19 April 2016 13 January 2017
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 16 July 2015 01 April 2016
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 16 July 2015 01 April 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 16 July 2015 01 April 2016
Chief Commodities Limited 致富期貨商品有限公司 RE 2 04 May 2007 25 June 2015
Chief Securities Limited 致富證券有限公司 RE 1 04 May 2007 25 June 2015