SFC Licences of DENG Yun 鄧云
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RO | 9 | 01 August 2017 | |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RO | 5 | 01 August 2017 | |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RO | 4 | 01 August 2017 | |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RO | 2 | 01 August 2017 | |
| TradeMaster Securities (Hong Kong) Limited 淘金者證券(香港)有限公司 | RO | 1 | 18 August 2016 | |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RO | 1 | 19 August 2015 | 07 November 2015 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 9 | 14 August 2014 | 07 November 2015 |
| China Universal Asset Management (Hong Kong) Company Limited 匯添富資產管理(香港)有限公司 | RE | 4 | 12 May 2014 | 07 November 2015 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 15 October 2013 | 29 April 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 21 May 2007 | 29 April 2014 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 21 May 2007 | 29 April 2014 |