SFC Licences of YANG Jichuan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 25 August 2011 | 01 March 2013 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 9 | 01 April 2010 | 31 January 2011 |
Harvest Global Investments Limited 嘉實國際資產管理有限公司 | RE | 4 | 01 April 2010 | 31 January 2011 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 25 May 2007 | 09 December 2009 |