SFC Licences of CHIU Kai Ming 趙啟銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 12 September 2017 | 02 October 2017 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 12 September 2017 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 3 | 09 December 2008 | 07 September 2017 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 04 July 2007 | 07 September 2017 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 04 July 2007 | 07 September 2017 |