SFC Licences of LEE Hiu Yee, Elsie 李曉怡
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 05 January 2012 | 01 June 2012 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 29 May 2007 | 13 July 2007 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 29 May 2007 | 13 July 2007 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 29 May 2007 | 13 July 2007 |