SFC Licences of AN Zhen 安鎮

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
HSBC Corporate Finance (Hong Kong) Limited	RO	6	07 July 2022
HSBC Corporate Finance (Hong Kong) Limited	RE	6	19 April 2022	07 July 2022
UBS Securities Hong Kong Limited	RO	6	04 September 2020	13 August 2021
UBS Securities Hong Kong Limited	RE	6	08 January 2018	04 September 2020
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	19 May 2017	06 November 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	19 May 2017	06 November 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	6	13 October 2015	18 November 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司	RE	1	13 October 2015	18 November 2016
Merrill Lynch Far East Limited	RE	6	16 May 2011	02 July 2015
Merrill Lynch Far East Limited	RE	4	16 May 2011	02 July 2015
Merrill Lynch Far East Limited	RE	1	16 May 2011	02 July 2015
Merrill Lynch (Asia Pacific) Limited	RE	6	16 May 2011	02 July 2015
Merrill Lynch (Asia Pacific) Limited	RE	4	16 May 2011	02 July 2015
Merrill Lynch (Asia Pacific) Limited	RE	1	16 May 2011	02 July 2015
CCB International Capital Limited 建銀國際金融有限公司	RE	6	30 March 2010	14 May 2011
CCB International Capital Limited 建銀國際金融有限公司	RE	1	30 March 2010	14 May 2011
CSC Securities (HK) Limited 群益證券(香港)有限公司	RE	1	04 February 2010	05 March 2010
CSC Asia Limited 群益亞洲有限公司	RE	6	16 December 2009	05 March 2010
KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司	RE	6	06 October 2009	07 December 2009
KGI Wealth Management Limited 凱基財富管理有限公司	RE	4	05 July 2007	07 December 2009
KGI Wealth Management Limited 凱基財富管理有限公司	RE	1	05 July 2007	07 December 2009