SFC licenceholder APB500 WANG Leping 王樂平

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Zhongtai International Financial Products Limited 中泰國際金融產品有限公司 RO [1] (Dealing in Securities) 07 November 2016
Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 RO [4] (Advising on Securities), [9] (Asset Management) 19 December 2013 31 October 2016
GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 RO [4] (Advising on Securities), [9] (Asset Management) 22 February 2012 25 March 2013
TC Concord Asset Management Limited 天宸康合資產管理有限公司 RO [4] (Advising on Securities) 07 October 2011 08 February 2012
TC Concord Asset Management Limited 天宸康合資產管理有限公司 RO [9] (Asset Management) 08 March 2011 08 February 2012
Silver Spring Capital Management Limited 銀泉資本管理有限公司 RO [9] (Asset Management) 30 October 2009 03 September 2010
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE [1] (Dealing in Securities) 18 July 2008 13 July 2009
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 13 June 2007 05 May 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [2] (Dealing in Futures Contracts) 13 June 2007 05 May 2008