SFC Licences of DAVIES Lloyd
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 22 October 2010 | 24 August 2016 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 22 October 2010 | 24 August 2016 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 22 October 2010 | 23 April 2013 |
| Macquarie Asia Securities Limited | RE | 2 | 20 December 2007 | 27 July 2010 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 20 June 2007 | 27 July 2010 |
| Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 20 June 2007 | 01 January 2008 |