SFC Licences of O'SULLIVAN Stephen John
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RO | 4 | 31 March 2010 | 30 November 2011 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RO | 4 | 20 September 2007 | 18 November 2009 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 15 June 2007 | 20 September 2007 |