SFC Licences of SINHA Neel
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 03 July 2023 | |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 28 August 2019 | 12 December 2019 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 18 August 2016 | 06 June 2019 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 16 October 2015 | 01 June 2016 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 07 May 2009 | 29 January 2010 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 03 July 2007 | 30 April 2009 |