SFC Licences of WANG Xin 王欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 6 17 January 2020 04 May 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 17 January 2020 04 May 2023
HSBC Corporate Finance (Hong Kong) Limited RE 6 31 May 2012 17 October 2019
Macquarie Corporate (Hong Kong) Limited RE 6 19 September 2008 29 June 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 19 September 2008 29 June 2010
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 19 September 2008 29 June 2010
Merrill Lynch (Asia Pacific) Limited RE 1 03 July 2007 08 August 2008
Merrill Lynch (Asia Pacific) Limited RE 4 03 July 2007 08 August 2008
Merrill Lynch (Asia Pacific) Limited RE 6 03 July 2007 08 August 2008
Merrill Lynch Far East Limited RE 1 03 July 2007 08 August 2008
Merrill Lynch Far East Limited RE 4 03 July 2007 08 August 2008
Merrill Lynch Far East Limited RE 6 03 July 2007 08 August 2008