SFC Licences of DU Yizhong 杜毅忠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RE | 9 | 07 August 2012 | |
| Nikko Asset Management Hong Kong Limited 日興資產管理香港有限公司 | RE | 4 | 07 August 2012 | |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 25 June 2007 | 04 December 2007 |