SFC Licences of THIO George Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 25 July 2011 | 25 July 2011 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RO | 1 | 17 May 2011 | 25 July 2011 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 4 | 24 August 2009 | 25 July 2011 |
| Samsung Securities (Asia) Limited 三星證券(亞洲)有限公司 | RE | 1 | 24 August 2009 | 17 May 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 11 July 2007 | 30 July 2008 |