SFC Licences of CHAN Ka Shing 陳嘉誠

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
North Rock Capital Management (HK) Limited RO 9 12 April 2024
North Rock Capital Management (HK) Limited RO 1 12 April 2024
North Rock Capital Management (HK) Limited RE 9 15 February 2023 12 April 2024
Penjing Asset Management (Asia) Limited RE 4 20 October 2021 29 April 2022
Penjing Asset Management (Asia) Limited RE 1 20 October 2021 29 April 2022
Penjing Asset Management (Asia) Limited RE 9 05 October 2021 29 April 2022
Point72 Hong Kong Limited RE 9 14 May 2018 06 July 2021
Sigma Capital Management Limited 眾和證券有限公司 RO 9 16 August 2016 30 April 2018
Sigma Capital Management Limited 眾和證券有限公司 RO 4 16 August 2016 30 April 2018
Sigma Capital Management Limited 眾和證券有限公司 RE 4 22 April 2016 16 August 2016
Sigma Capital Management Limited 眾和證券有限公司 RE 9 02 November 2015 16 August 2016
Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 RE 9 14 August 2007 30 October 2015
Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 RE 4 14 August 2007 30 October 2015