SFC Licences of CHAN Ka Shing 陳嘉誠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited | RE | 9 | 15 February 2023 | |
| Penjing Asset Management (Asia) Limited | RE | 4 | 20 October 2021 | 29 April 2022 |
| Penjing Asset Management (Asia) Limited | RE | 1 | 20 October 2021 | 29 April 2022 |
| Penjing Asset Management (Asia) Limited | RE | 9 | 05 October 2021 | 29 April 2022 |
| Point72 Hong Kong Limited | RE | 9 | 14 May 2018 | 06 July 2021 |
| Sigma Capital Management Limited 眾和證券有限公司 | RO | 9 | 16 August 2016 | 30 April 2018 |
| Sigma Capital Management Limited 眾和證券有限公司 | RO | 4 | 16 August 2016 | 30 April 2018 |
| Sigma Capital Management Limited 眾和證券有限公司 | RE | 4 | 22 April 2016 | 16 August 2016 |
| Sigma Capital Management Limited 眾和證券有限公司 | RE | 9 | 02 November 2015 | 16 August 2016 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 9 | 14 August 2007 | 30 October 2015 |
| Penjing Asset Management (HK) Limited 盆景資產管理(香港)有限公司 | RE | 4 | 14 August 2007 | 30 October 2015 |