SFC licenceholder APG359 AHN Chan

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 07 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 11 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 27 August 2015
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 27 August 2015 10 October 2016
J.P. Morgan Broking (Hong Kong) Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts), [4] (Advising on Securities) 19 February 2014 11 June 2015
J.P. Morgan Broking (Hong Kong) Limited RE [5] (Advising on Futures Contracts) 16 August 2012 11 June 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) 07 November 2008 10 August 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE [1] (Dealing in Securities) 13 July 2007 10 August 2009
Credit Suisse Futures (Hong Kong) Limited RE [2] (Dealing in Futures Contracts), [7] (Providing Automated Trading Services) 13 July 2007 24 November 2008