SFC Licences of AHN Chan

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司	RE	2	11 October 2016	08 December 2021
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司	RE	1	27 August 2015	08 December 2021
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司	RE	2	27 August 2015	10 October 2016
J.P. Morgan Broking (Hong Kong) Limited	RE	4	19 February 2014	11 June 2015
J.P. Morgan Broking (Hong Kong) Limited	RE	2	19 February 2014	11 June 2015
J.P. Morgan Broking (Hong Kong) Limited	RE	1	19 February 2014	11 June 2015
J.P. Morgan Broking (Hong Kong) Limited	RE	5	16 August 2012	11 June 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	7	07 November 2008	10 August 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	2	07 November 2008	10 August 2009
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司	RE	1	13 July 2007	10 August 2009
Credit Suisse Futures (Hong Kong) Limited	RE	2	13 July 2007	24 November 2008
Credit Suisse Futures (Hong Kong) Limited	RE	7	13 July 2007	24 November 2008