SFC Licences of LOMBARD Jean-Christophe Roland Firmin
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 4 | 11 July 2022 | 12 September 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RO | 1 | 11 July 2022 | 12 September 2023 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 03 August 2020 | 11 July 2022 |
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 | RE | 1 | 01 April 2014 | 09 April 2018 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 15 July 2013 | 03 August 2020 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 16 July 2007 | 11 July 2022 |