SFC Licences of LOMBARD Jean-Christophe Roland Firmin

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 4 11 July 2022 12 September 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RO 1 11 July 2022 12 September 2023
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 03 August 2020 11 July 2022
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 01 April 2014 09 April 2018
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 15 July 2013 03 August 2020
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 16 July 2007 11 July 2022