SFC Licences of WU Zheng 鄔崢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Springhill Fund Asset Management (HK) Company Limited 啓峰資本資產管理(香港)有限公司 RO 9 21 May 2021
Springhill Fund Asset Management (HK) Company Limited 啓峰資本資產管理(香港)有限公司 RE 9 25 February 2021 21 May 2021
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) RE 9 13 August 2013 31 January 2021
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) RE 4 13 August 2013 31 January 2021
Fidelity Management & Research (Hong Kong) Limited (trading as Fidelity Investments) RE 5 13 August 2013 19 December 2013
CLSA Research Limited 里昂證券投資研究有限公司 RE 4 25 January 2010 10 June 2011
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 08 August 2008 22 January 2010
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 18 July 2007 24 January 2008
Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 RE 1 18 July 2007 24 January 2008
Credit Suisse Futures (Hong Kong) Limited RE 2 18 July 2007 24 January 2008
Credit Suisse Futures (Hong Kong) Limited RE 7 18 July 2007 24 January 2008