SFC Licences of LAU Sze Hang 劉思行
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ASA Securities Limited 富國證券有限公司 | RE | 2 | 17 February 2011 | 30 September 2011 |
| ASA Securities Limited 富國證券有限公司 | RE | 1 | 17 February 2011 | 30 September 2011 |
| China Finance KAB Limited 中金三甲證券有限公司 | RE | 1 | 23 August 2007 | 10 October 2007 |