SFC Licences of LI Kefei 李克非
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 08 April 2020 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 08 April 2020 | |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 08 April 2020 | |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 12 October 2015 | 20 August 2019 |
| UBS Securities Hong Kong Limited | RE | 6 | 07 June 2012 | 04 July 2015 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 18 July 2007 | 19 June 2009 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 18 July 2007 | 19 June 2009 |