SFC Licences of XING Xiaoyu 邢小羽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 | RE | 9 | 08 February 2018 | 11 February 2021 |
Daiwa Asset Management (H.K.) Limited 大和投資管理(香港)有限公司 | RE | 4 | 23 May 2013 | 11 February 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 18 October 2011 | 16 March 2013 |
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 4 | 18 June 2010 | 31 August 2011 |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 23 July 2007 | 25 May 2010 |