SFC Licences of CHOW Sze Yuen, Simon 周思遠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited | RO | 1 | 20 July 2023 | |
| North Rock Capital Management (HK) Limited | RO | 9 | 18 January 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 09 July 2013 | 29 April 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 24 October 2007 | 29 April 2022 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 06 August 2007 | 06 August 2007 |