SFC Licences of CHEN Chieh 陳潔
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 17 September 2014 | 11 August 2021 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 September 2014 | 11 August 2021 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 26 July 2012 | 20 June 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 26 July 2012 | 20 June 2014 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 06 September 2011 | 17 December 2011 |
| Coventry Capital HK Limited | RE | 1 | 11 June 2010 | 29 July 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 13 August 2007 | 28 July 2009 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 13 August 2007 | 28 July 2009 |