SFC Licences of FONG Hau Wah 方巧華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM MPF & Financial Services Company Limited 交銀積金理財服務有限公司
RE 1 20 August 2012
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
RE 1 22 April 2010 08 November 2010
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司
RE 4 18 December 2009 30 July 2010
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
RE 4 18 December 2009 22 January 2010
Bank Consortium Trust Company Limited 銀聯信託有限公司
RE 4 14 September 2007 24 October 2009