SFC Licences of MORINOBU Kaori
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 1 | 04 November 2014 | 27 February 2018 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 November 2014 | 27 February 2018 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 28 August 2007 | 28 May 2014 |