SFC Licences of WONG Mabel 黃美寶
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 07 April 2014 | 05 September 2014 |
| Nomura Securities (Hong Kong) Limited | RE | 2 | 03 February 2010 | 02 April 2013 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 30 September 2009 | 02 April 2013 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 30 September 2009 | 19 February 2010 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 02 April 2013 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 14 August 2007 | 29 September 2008 |