SFC Licences of CHAN Kai 陳佳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 5 | 06 May 2015 | 22 October 2015 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 06 May 2015 | 22 October 2015 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 2 | 06 May 2015 | 22 October 2015 |
| RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 06 May 2015 | 22 October 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 18 November 2011 | 01 March 2012 |
| Merrill Lynch Far East Limited | RE | 2 | 08 September 2010 | 01 March 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 22 July 2010 | 08 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 August 2007 | 01 March 2012 |