SFC Licences of CREEDON Tom

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GFI (HK) Securities L.L.C. RE 7 04 December 2015 08 March 2017
GFI (HK) Securities L.L.C. RE 1 04 December 2015 08 March 2017
T.F.S. Derivatives HK Limited RE 2 15 June 2015 25 June 2015
T.F.S. Derivatives HK Limited RE 1 02 January 2015 25 June 2015
Sunrise Brokers (Hong Kong) Limited RE 2 30 August 2012 10 December 2014
Sunrise Brokers (Hong Kong) Limited RE 1 30 August 2012 10 December 2014
ICAP Equities Asia Limited RE 1 15 January 2010 27 July 2012
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 RE 2 13 October 2008 08 December 2008
SG Asset Finance (Hong Kong) Limited RE 2 13 October 2008 08 December 2008
SG Asset Finance (Hong Kong) Limited RE 1 13 October 2008 08 December 2008
Newedge Broker Limited 新際經紀有限公司 RE 1 22 August 2007 08 December 2008
Newedge Broker Limited 新際經紀有限公司 RE 2 22 August 2007 08 December 2008
Newedge Broker Limited 新際經紀有限公司 RE 7 22 August 2007 08 December 2008