SFC Licences of CREEDON Tom
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GFI (HK) Securities L.L.C. | RE | 7 | 04 December 2015 | 08 March 2017 |
GFI (HK) Securities L.L.C. | RE | 1 | 04 December 2015 | 08 March 2017 |
T.F.S. Derivatives HK Limited | RE | 2 | 15 June 2015 | 25 June 2015 |
T.F.S. Derivatives HK Limited | RE | 1 | 02 January 2015 | 25 June 2015 |
Sunrise Brokers (Hong Kong) Limited | RE | 2 | 30 August 2012 | 10 December 2014 |
Sunrise Brokers (Hong Kong) Limited | RE | 1 | 30 August 2012 | 10 December 2014 |
ICAP Equities Asia Limited | RE | 1 | 15 January 2010 | 27 July 2012 |
Newedge Broker Hong Kong Limited 新際經紀香港有限公司 | RE | 2 | 13 October 2008 | 08 December 2008 |
SG Asset Finance (Hong Kong) Limited | RE | 2 | 13 October 2008 | 08 December 2008 |
SG Asset Finance (Hong Kong) Limited | RE | 1 | 13 October 2008 | 08 December 2008 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 22 August 2007 | 08 December 2008 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 22 August 2007 | 08 December 2008 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 22 August 2007 | 08 December 2008 |